August 2018-Klamath County, Oregon
According to the Herald & News a lawsuit has been filed by the estate of a former resident of Bly, Oregon, against American Independent Securities Group financial advisor, Nicholas R. Radke, alleging that the decedent, Curtis Allen, was the victim of elder abuse and fraud.
It is alleged in the press report that Radke and a company he represented, Escrow Leaders, defrauded Allen out of $500,000 just prior to his death.
FINRA records indicate that Nicholas Radke, Jr. was a registered representative of American Independent Securities Group from 5//2011-5/2018 in Lake Oswego. In June 2018 , he took a position with MML Investors Services.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
If you have losses in an account handled Nicholas R. Radke, call for a no charge consultation to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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