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Alluvion Securities

John S. Jumper-Former Alluvion Securities Broker-Indicted for Embezzlement-Memphis, TN

John S. Jumper-Former Alluvion Securities Broker-Indicted for Embezzlement-Memphis, TN 150 150 Rex Securities Law

April 2018-Memphis, TN John Sherman Jumper, 52, of Memphis, Tennessee was indicted by a federal grand jury for embezzling $5.7 million from a pension plan for the employees of Snowshoe…

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Alluvion Securities Hit With Net Capital Violation Suit by Regulators

Alluvion Securities Hit With Net Capital Violation Suit by Regulators 150 150 Rex Securities Law

June 19, 2015 FINRA Department of Enforcement filed  Disciplinary Proceeding No 2013035347704 against Alluvion Securities, LLC, Lowell S. Wilson and John S. Jumper alleging net capital violations, supervisory violations and…

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