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AIG Financial Advisors

Eduardo “Eddie” Diaz-Former NEXT Financial Broker- Pleads Guilty to Fraud-Sentenced to 70 Months-Ocean Springs, Mississippi

Eduardo “Eddie” Diaz-Former NEXT Financial Broker- Pleads Guilty to Fraud-Sentenced to 70 Months-Ocean Springs, Mississippi 150 150 Rex Securities Law

September 2016 UPDATE–Eduardo Diaz was permanently barred from the securities industry by the US Securities and Exchange Commission (SEC) on 9/7/2016, after pleading guilty to one count of mail fraud.…

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Examples of Financial Exploitation of the Elderly-Annuity & Insurance Sales

Examples of Financial Exploitation of the Elderly-Annuity & Insurance Sales 150 150 Rex Securities Law

The following are narratives of past cases resolved by Florida and Federal  securities and insurance regulators that demonstrate a variety of ways in which unscrupulous insurance agents and stock brokers…

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Several Recent FINRA Arbitration Awards in Favor of Individuals Seeking Damages for Investment Losses

Several Recent FINRA Arbitration Awards in Favor of Individuals Seeking Damages for Investment Losses 150 150 Rex Securities Law

Investors who have lost money as a result of the negligence of a stockbroker or a stock brokerage firm generally seek recovery of damages by filing an arbitration with FINRA,…

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Eduardo G Diaz Sued by FINRA & Settles Customer Dispute for $250,000

Eduardo G Diaz Sued by FINRA & Settles Customer Dispute for $250,000 150 150 Rex Securities Law

November 2015 UPDATE-Eduardo Diaz Indicted on fraud charges. See this for more September 2013-Gulfport, Mississippi   Eduardo Guillermo Diaz-Update 1/2014: A customer complaint filed in Jackson County Mississippi court against…

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