August 2016-New York The FINRA records of David Perez , a stock broker who is currently employed by Aegis Capital Corp. , disclose a pending customer dispute, a prior final customer dispute and 5 outstanding judgment/liens. The…
read moreAugust 2016-NewYork The FINRA records of Rodney B. Ibrahim , a stock broker who is currently employed by Aegis Capital Corp. , disclose a separation from employment after allegations. The Financial Industry Regulatory Authority (FINRA) is the agency that…
read moreNew York UPDATE MAY 2017-FINRA Case 13-3289 alleging churning, unsuitable use of margin and poor recommendations was settled for $390,000. ORIGINAL POST August 2016– The FINRA records of Joe M. Pazmino , a stock…
read moreJuly 29. 2016- Sherman & Denison, Texas The Dallas division of the Federal Bureau of Investigation (FBI) sent out a warning about a scam which targets senior citizens in north…
read moreAugust 1, 2016-Lubbock, Texas Lubbock National Bank announces a free seminar on financial exploitation of the elderly to be held on August 3, 2016, at 2:30 PM , at Raider…
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