February 2016 - Page 4 of 7 - Rex Securities Law-BLOG

Rex Securities Law
February 15, 2016
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Former NFP Securities Broker Sanctioned by Regulators-St. Petersburg, FL

Former NFP Securities Broker Sanctioned by Regulators-St. Petersburg, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 15, 2016 February 15, 2016

January 21, 2016- St. Petersburg, FL Michael William Hajek, III entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while he was…

Rex Securities Law
February 12, 2016
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Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA

Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 12, 2016 April 26, 2017

February 12, 2016- Crowley, LA Rex Securities Law is investigating Kovack Securities broker Stanley J. Keyes of Keyes Financial Services in connection with customer complaints and a FINRA regulatory matter in 2011. According to FINRA records …

Rex Securities Law
February 12, 2016
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Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme

Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 12, 2016 February 12, 2016

February 2, 2016- Sherman, Texas News 12 KXII reports that Justin Spearman, a 27 year old graduate of Baylor University pleaded guilty before U.S. Magistrate Judge Christine A. Nowak to…

Rex Securities Law
February 11, 2016
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Worst Performing Mutual Funds for 2015

Worst Performing Mutual Funds for 2015 https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 11, 2016 February 11, 2016

February 11, 2016 According to the Financial Times, the worst performing US Mutual Funds of 2015 are : Name …

Rex Securities Law
February 11, 2016
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How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships)

How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships) https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 11, 2016 May 12, 2016

February 11, 2016 If you have significant losses on energy sector Master Limited Partnerships (MLPs) you may be able to recover damages if the broker improperly recommended the investment to…

Rex Securities Law
February 11, 2016
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How to Recover Losses on Oil & Gas / Energy Investments

How to Recover Losses on Oil & Gas / Energy Investments https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 11, 2016 February 11, 2016

February 11, 2016 In less than 24 months, the price of oil per barrel has fallen from $100 in June 2014 to a thirteen year low of $27. Natural gas…

Rex Securities Law
February 11, 2016
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Charlotte Man Pleads Guilty to Securities & Wire Fraud

Charlotte Man Pleads Guilty to Securities & Wire Fraud https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 11, 2016 February 11, 2016

February 10, 2016- Charlotte, North Carolina The Charlotte Observer reports that Frank Enrique Lleras, of Charlotte, pleaded guilty to securities fraud and wire fraud in connection with a real estate…

Rex Securities Law
February 11, 2016
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Wayne Kirk/Reef Securities Investigation–Update

Wayne Kirk/Reef Securities Investigation–Update https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 11, 2016 June 6, 2016

February 11, 2016- Richardson, Texas Rex Securities Law is investigating Harris Wayne Kirk , a stock broker currently registered with Reef Securities, Inc. Kirk’s FINRA record indicates that he has been named in 3 customer disputes.…

Rex Securities Law
February 8, 2016
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Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber

Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 8, 2016 May 4, 2016

February 1, 2016- Austin, Texas Texas Securities Commissioner John Morgan ordered Mississippi based SoBell Corp. and its owner, Andrew Gamber of Jonesboro, Arkansas, to stop selling an investment called “Pension…