“Osaic Wealth” Is The Rebrand for Eight Broker Dealers August 2023 According to recent press, Advisor Group, one of the largest networks of independent broker dealers with more that 11,000…
read moreDavid Melilli Investigation April 2022- Moorestown, NJ The FINRA records of David J. Melilli , a former financial advisor who was last employed by Cambridge Investment Research and Sagepoint Financial, Inc.,…
read moreHow to Recover Losses on GPB Funds November 2021 GPB Alleged to be a Ponzi-Like Scheme GPB raised over $1.8 billion in high risk private placements that were sold to…
read moreApril 2021- Rochester, NY According to publicly available records Jerry Michael Wells (CRD#1015358), a stockbroker previously registered with Sagepoint Financial, discloses a regulatory event, 4 final customer disputes and a…
read moreJuly 2021– Follow this link for update on Daniel Dillard. February 2019 – Austin, TX According to publicly available records Daniel Dillard (CRD#4289333) , a stockbroker who is currently registered with Sagepoint…
read moreOctober 2018-The Woodlands, Texas According to FINRA records, Charles Geraci , a former VSR FInancial Services broker who is not currently registered with any brokerage firm, discloses two pending customer disputes and 7…
read moreMarch 2019-Scottsdale, AZ The FINRA records of Robert S. Graham , a stockbroker who is currently unregistered and who last was employed by First Allied Securities, disclose a regulatory event and a…
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