Jeff LaBelle Investigation August 2022- Sarasota, FL According to available records, Jeffery (Jeff) Guy LaBelle , a currently unregistered broker who was previously registered with First Allied Securities, Inc. discloses 13…
read moreTony Barouti Investigation Los Angeles, CA According to FINRA records, Tony Barouti , a stockbroker who currently works for EmersonEquity , discloses a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreJoffre Salazar Investigaton April 2022- Staten Island, NY According to publicly available records, Joffre Salazar, a currently unregistered financial advisor who previously was employed by LPL Financial discloses a regulatory…
read moreEric Hollifield Investigation November 2021-Ducala, GA According to FINRA records Eric S. Hollifield, an unregistered financial advisor previously employed by LPL Financial discloses a multi-million dollar suit by a customer…
read moreRhett Bedwell Investigation November 2021- Rogers, AR The FINRA records of Rhett Bedwell , a former financial advisor who was last employed by LPL Financial disclose a regulatory event and three…
read moreMay 2019-Hot Springs Village, AR According to publicly available records Renee Valerie Altamirano (CRD#5644156) , a stockbroker who is currently not registered, discloses a regulatory event and a termination from employment.…
read moreFebruary 2019 – Amarillo, Texas According to public records of Cheryl Ann Stallings (formerly Cheryl Ann Bledsoe) (CRD#1162913) a former stockbroker with LPL Financial, discloses a regulatory event and a termination from…
read moreJuly 2021– Follow this link for update on Daniel Dillard. February 2019 – Austin, TX According to publicly available records Daniel Dillard (CRD#4289333) , a stockbroker who is currently registered with Sagepoint…
read moreFebruary 2019 – Roswell, GA According to public records of Brandon P. Long (CRD#5975459) a stockbroker previously employed by BCG Securities, Inc., discloses a regulatory event, a civil event, 3 customer…
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