GWG Note litigation Archives - Page 2 of 2

Rex Securities Law
August 31, 2022
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Jon Ellefson – Intervest International Equities Broker-GWG L- Bond Suit – Harker Heights, TX

Jon Ellefson – Intervest International Equities Broker-GWG L- Bond Suit – Harker Heights, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 31, 2022 September 1, 2022

Jon Ellefson & GWG L-Bond Investigation August 2022-Harker Heights, TX The FINRA records of Jonathan Eric Ellefson, an Intervest International Equities Corp. broker was recently named in a FINRA arbitration by a…

Rex Securities Law
March 7, 2016
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Stock Broker Sanctioned for Sale of GWG Debentures to Retirees

Stock Broker Sanctioned for Sale of GWG Debentures to Retirees http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 7, 2016 March 7, 2016

February 29, 2016- Phoenix, AZ The Financial Industry Regulatory Authority (FINRA) barred Phoenix based broker David Joseph Escarcega for making unsuitable recommendations involving debentures to customers, many of whom were…