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coastal equities complaints

Bill Downing-Former J.W. Cole Financial Broker-Discloses Customer Dispute & Bar From Securities Industry-Wimberley, Texas
Bill Downing-Former J.W. Cole Financial Broker-Discloses Customer Dispute & Bar From Securities Industry-Wimberley, Texas 150 150 Rex Securities Law

February 2019-Wimberley, Texas The FINRA records of  William (Bill) Glenn Downing ,  a  former stock broker who was last employed by Coastal Equities Inc.  disclose  a prior regulator event, a pending customer dispute,…

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Rushton L. Ardrey-Former Newport Coast Securities Broker-Discloses Customer Disputes
Rushton L. Ardrey-Former Newport Coast Securities Broker-Discloses Customer Disputes 150 150 Rex Securities Law

July 2016-Boston, MA The FINRA records of Rushton L. Ardrey, III  , a former stock broker employed by  Newport Coast Securities  , disclose 3 prior final regulatory events, a prior customer dispute, 3 currently pending customer disputes and…

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Michael Donnelly Investigation-Coastal Equities Broker Admits Theft From Elderly Clients
Michael Donnelly Investigation-Coastal Equities Broker Admits Theft From Elderly Clients 150 150 Rex Securities Law

October 19, 2015 Former Coastal Equities broker Michael Donnelly of Lecanto, Florida, admitting defrauding his clients and to disgorge over $2.2 million. In addition he consented to an SEC order…

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