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A&F Financial Services

Worden Capital Brokers Gregory Dean and Donald Fowler Named in SEC Complaint

Worden Capital Brokers Gregory Dean and Donald Fowler Named in SEC Complaint 150 150 Rex Securities Law

August 2019 Update-Gregory Dean was barred from the securities industry for churning customer accounts. See this for more details.  MAY 2018 UPDATE–See this for update on pending customer disputes.  ORIGINAL…

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Donald J. Fowler-Worden Capital Management Broker-Discloses Customer Disputes Alleging Churning & Receipt of Wells Notice

Donald J. Fowler-Worden Capital Management Broker-Discloses Customer Disputes Alleging Churning & Receipt of Wells Notice 150 150 Rex Securities Law

UPDATE APRIL 2018-Donald Fowler charged with excessive trading and other securities violations by US Securities and Exchange Commission. See this for details.  UPDATE August 2016–Fowler discloses regulatory investigation. On July 15, 2016,…

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