Rex Securities Law-BLOG - Page 193 of 247 - Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Rex Securities Law
March 30, 2016
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Charles Caleb Fackrell-Former LPL Financial Broker-Sentenced for Ponzi Scheme

Charles Caleb Fackrell-Former LPL Financial Broker-Sentenced for Ponzi Scheme http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 30, 2016 December 13, 2016

UPDATE ON CHARLES FACKRELL-December 2016-Charles Fackrell, 37, of Booneville, N. Carolina was sentenced to 63 months in jail according to the U.S. Attorney’s Office for operating a $1.4 million Ponzi…

Rex Securities Law
March 30, 2016
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Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc.

Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc. http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 30, 2016 May 5, 2016

March 27, 2016 FINRA records report that Carlo W. Corzine, who is currently registered with Dawson James Securities in Boca Raton, FL, recently settled a customer dispute. The complaint alleged…

Rex Securities Law
March 29, 2016
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Jose Canales-El Paso Insurance Agent/Stockbroker-Barred from Securities Industry

Jose Canales-El Paso Insurance Agent/Stockbroker-Barred from Securities Industry http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 29, 2016 March 29, 2016

August 20, 2014- El Paso, Texas Jose M. Canales , a broker with Lincoln Financial Securities Corporation, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority…

Rex Securities Law
March 29, 2016
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Vincent Pereira- Private Placement Customer Complaints Settled

Vincent Pereira- Private Placement Customer Complaints Settled http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 29, 2016 March 29, 2016

According to FINRA records, stockbroker Vincent Louis Pereira currently is employed by Alexander Capital, where he has been registered since 2/2015. His previous registrations include: Blackbook Capital …

Rex Securities Law
March 28, 2016
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G A Repple Broker Frederick Bremer Settles “Church Bond” Case

G A Repple Broker Frederick Bremer Settles “Church Bond” Case http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 28, 2016 June 3, 2016

March 28, 2016-Casselberry, Florida According to FINRA records, financial advisor Frederick P. Bremer, who has been registered with G.A. Repple & Co. since January 1998 , recently settled a complaint with a customer…

Rex Securities Law
March 28, 2016
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Mark S. Immel-Former G.A. Repple Broker-Discloses 19 Customer Complaints

Mark S. Immel-Former G.A. Repple Broker-Discloses 19 Customer Complaints http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 28, 2016 October 25, 2016

UPDATE October 2016-FINRA records report that Mark S. Immel terminated his registration with G.A. Repple & Co. 5/2016 and as of October 25, 2016, he is not currently registered with…

Rex Securities Law
March 28, 2016
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Thomas M. Hakim-G.A. Repple Broker-Discloses Numerous Outstanding Tax Liens-Macomb, MI

Thomas M. Hakim-G.A. Repple Broker-Discloses Numerous Outstanding Tax Liens-Macomb, MI http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 28, 2016 May 11, 2017

March 28, 2016-Macomb, Michigan According to FINRA records, financial advisor Thomas M. Hakim , who has been registered with G.A. Repple & Co. since March 2014, currently has 18 outstanding judgments…

Rex Securities Law
March 28, 2016
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Richard S. Sadowski-G A Repple Broker- Discloses Customer Complaints -Hot Springs, Arkansas

Richard S. Sadowski-G A Repple Broker- Discloses Customer Complaints -Hot Springs, Arkansas http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 28, 2016 April 26, 2017

March 28, 2016-Hot Springs, Arkansas According to FINRA records, G.A. Repple broker Richard S. Sadowski has 13 customer disputes reported, including: FINRA Case No 13-3205– A customer alleged that Sadowski,…

Rex Securities Law
March 28, 2016
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Aon D. Miller-Former Benjamin Edwards Broker- Sanctioned by Regulators

Aon D. Miller-Former Benjamin Edwards Broker- Sanctioned by Regulators http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 28, 2016 July 17, 2016

December 18, 2015-Chattanooga, TN A Financial Industry Regulatory Authority (FINRA) hearing panel found that former Benjamin F. Edwards broker Aon D. Miller violated NASD Rule 3040 and FINRA Rule 2010 by…