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Rex Securities Law-BLOG

Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Gerald Cocuzzo-Former Newbridge Securities Broker-Indicted For Securities Fraud
Gerald Cocuzzo-Former Newbridge Securities Broker-Indicted For Securities Fraud 150 150 Rex Securities Law

May 2016-Boca Raton, FL UPDATE NOVEMBER 2016-Gerald Cocuzzo pleads guilty to securities fraud. Link to US Attorneys office press release.  The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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Naveed “Nick” Khan -Former Meyers Associates Broker- Indicted on Fraud Charges
Naveed “Nick” Khan -Former Meyers Associates Broker- Indicted on Fraud Charges 150 150 Rex Securities Law

UPDATE APRIL 2017 In March 2017, Naveed A. Khan was permanently barred by the SEC. ORIGINAL POST -May 2016-Staten Island The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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Florence Simeon Permitted to Resign from Alexander Capital-Suspected of Falsifying Customer Documents
Florence Simeon Permitted to Resign from Alexander Capital-Suspected of Falsifying Customer Documents 150 150 Rex Securities Law

May 2016- New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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William Gennity-Former Alexander Capital Stockbroker-Named in Churning Complaint
William Gennity-Former Alexander Capital Stockbroker-Named in Churning Complaint 150 150 Rex Securities Law

MARCH 2019 Update–SEC enters consent judgement vs. William Gennity.  UPDATE August 2016–William Gennity Named in Churning Complaint by Montana Securities Regulator. Follow this link for details. May 2016- NYC The Financial Industry…

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Laurence M. Torres -Former Alexander Capital/First Standard Financial Stockbroker Accused of High Pressure Sales
Laurence M. Torres -Former Alexander Capital/First Standard Financial Stockbroker Accused of High Pressure Sales 150 150 Rex Securities Law

MAY 2018 UPDATE-LAURENCE TORRES BARRED FROM SECURITIES INDUSTRY-ACCUSED OF HIGH PRESSURE SALES. See this for details. ORIGINAL POST May 2016- Staten Island, NY The Financial Industry Regulatory Authority (FINRA) is the agency…

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Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY
Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY 150 150 Rex Securities Law

July 2021  UPDATE -FINRA has filed a complaint alleging that Reda churned accounts and traded customer without authority.  Follow this for update. ORIGINAL POST--May 2016- Garden City, NY The Financial Industry Regulatory…

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