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Rex Securities Law-BLOG

Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Mark A. Stanczyk-Former Pinnacle Investments Broker-Discloses Customer Dispute
Mark A. Stanczyk-Former Pinnacle Investments Broker-Discloses Customer Dispute 150 150 Rex Securities Law

Manilus, New York According to FINRA records,  Mark A. Stanczyk ,   a stockbroker who currently works for  Leigh Baldwin & Co.   discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

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Marcus Schrenker-Fraudster Who Faked Death-Featured in Financial Fraud Documentary
Marcus Schrenker-Fraudster Who Faked Death-Featured in Financial Fraud Documentary 150 150 Rex Securities Law

Indianapolis The Times, www.NWI.com reports that Marcus Schrenker, a native of Merrillville who faked his own death in 2009 in an attempt to avoid state and federal  fraud investigations is…

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Tonya M. White-Former Edward Jones Broker-Permanently Barred From Securities Industry
Tonya M. White-Former Edward Jones Broker-Permanently Barred From Securities Industry 150 150 Rex Securities Law

Oklahoma City, OK According to FINRA records,  Tonya M. White (aka Tonya M. Nix)  ,   a stockbroker who formerly worked for Edward Jones  discloses a final regulatory matter and a separation from employment after…

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Michael A. Castillero-Former Alexander Capital Broker-Discloses Multiple Customer Disputes & Bar From Securities Industry
Michael A. Castillero-Former Alexander Capital Broker-Discloses Multiple Customer Disputes & Bar From Securities Industry 150 150 Rex Securities Law

New York APRIL 2019 UPDATE- Michael A. Castillero left Alexander Capital in 6/2017 and worked for Windsor Street Capital from 6/2017-10/2017. In 2/2019 he was permanently barred from the securities…

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Glen Rauch-Former Avenir Financial Broker-Accused of Harassment and Unauthorized Trading
Glen Rauch-Former Avenir Financial Broker-Accused of Harassment and Unauthorized Trading 150 150 Rex Securities Law

UPDATE SEPTEMBER 2016-FINRA named Glen J. Rauch in a complaint alleging that following his termination from registration(see below) he repeatedly sent abusive, obscene, intimidating and threatening messages to a principal of…

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Malcolm Segal-Former Aegis Capital Broker-Sentenced to 126 Months on Ponzi Scheme
Malcolm Segal-Former Aegis Capital Broker-Sentenced to 126 Months on Ponzi Scheme 150 150 Rex Securities Law

June 25, 2016-Philadelphia Former Aegis Capital Corp. stock broker Malcolm Segal, of Langhorne, Pennsylvania, and Boynton Beach, FL, was sentenced to 126 months in prison in connection with a Ponzi…

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Charles Geraci-Former VSR Financial Services Broker-Discloses Customer Disputes-The Woodlands, TX
Charles Geraci-Former VSR Financial Services Broker-Discloses Customer Disputes-The Woodlands, TX 150 150 Rex Securities Law

The Woodlands, Texas UPDATE NOVEMBER 2017–Charles Geraci no longer registered with VSR FInancial Services. See this for details.  UPDATE December 2016–VSR Financial Services has ceased operations. Many of its brokers have…

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James F. Fosbre IV-Former United Planners Broker-Discloses Customer Dispute, Termination From Employment-Bayville, NJ
James F. Fosbre IV-Former United Planners Broker-Discloses Customer Dispute, Termination From Employment-Bayville, NJ 150 150 Rex Securities Law

January 2020-Bayville, New Jersey According to FINRA records,  James F. Fosbre, IV ,  a stockbroker  who formerly worked for United Planners Financial Services ,  discloses a prior final customer dispute , a termination from employment…

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