January 2020- Dunmore, PA The FINRA records of Charles J. Ehnot , a stock broker employed by L.M. Kohn & Company, disclose 30 prior customer disputes and two outstanding IRS tax liens. See…
read moreDallas, Texas According to FINRA records, Murray B. Roark, a stockbroker who works for Wunderlich Securities , discloses a pending customer dispute and three prior final customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…
read moreAugust 2019-Huntington Beach, CA According to FINRA records, Jack G. Merritt , a stockbroker who works for Crown Capital Securities discloses the settlement of a customer dispute . The Financial Industry Regulatory Authority (FINRA) is…
read moreWe are evaluating potential investor cases for persons who may have suffered losses on Minerva-Rockdale E&P IV. The Minerva-Rockdale E&P IV, LLC, private placement offering in March 2013, authorized the issuer Euro…
read moreInvestors who have losses as a result of investing in Minerva-Rockdale E&P III may be able to recover some or all of their losses through arbitration. On May 16, 2016,…
read moreMAY 2018 UPDATE–Wayne Kirk has not been registered as a stockbroker since leaving Reef Securities in 4/2017. FINRA Arbitration 16-0307, discussed below, was settled 2/2017 for $60,000. ORIGINAL POST JUNE…
read moreInvestors suffering losses on oil and gas investments purchased from PTX Securities of Plano, Texas, may be able to recover damages through FINRA arbitration. PTX Securities (fka Balanced FInancial Securities)…
read morePlano Texas- April 2016 PTX Securities LLC (formerly Balanced Financial Securities) entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations…
read moreCulver CIty, CA According to FINRA records, Jason B. Vanclef, a broker who is registered with VFG Securities , discloses that he is named in a FINRA complaint alleging that in connection with…
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