fbpx

Oil & Gas Master Limited Partnership (MLP)

Dennis Van Patter Investigation -First Financial Services Group-Plano,TX

Dennis Van Patter Investigation -First Financial Services Group-Plano,TX 150 150 Rex Securities Law

November 20, 2015-Plano, Texas Dennis Van Patter , a broker with VSR FInancial Services operates his financial service business through First Financial Services Group in Plano, Texas. Van Patter recently entered into a…

read more

Brian Polito of Allen, Texas, Sentenced to 84 Months on Oil/Gas Fraud

Brian Polito of Allen, Texas, Sentenced to 84 Months on Oil/Gas Fraud 150 150 Rex Securities Law

December 3, 2015- Dallas, Texas Allen, Texas resident Brian J. Polito was sentenced to 84 months in federal prison and ordered to pay $8.8 million following his May 2015 guilty…

read more

Reef Securities Broker Harris W. Kirk Investigation

Reef Securities Broker Harris W. Kirk Investigation 150 150 Rex Securities Law

SEE THIS FOR February 2016 Update. November 25, 2015- Richardson, Texas  Rex Securities Law is investigating Harris Wayne Kirk ,  a stock broker who on October 1, 2015,  rejoined  Reef Securities, Inc. According to FINRA records,…

read more

Garland Wayne Benton, Former Reef Securities Broker- Investigation

Garland Wayne Benton, Former Reef Securities Broker- Investigation 150 150 Rex Securities Law

November 25, 2015- Richardson, Texas  Rex Securities Law is investigating Garland Wayne Benton, Jr.  who was  a stock broker with Reef Securities, Inc.  from June 2002 until April 2015  when he was terminated from Reef Securities, Inc. , who permitted…

read more

Update on Recovery of Reef Oil & Gas Investment Losses

Update on Recovery of Reef Oil & Gas Investment Losses 150 150 Rex Securities Law

Reef Oil and Gas of Richardson, Texas, has been sponsoring energy related investments for many years.   These investments are marketed by many different brokerage firms nationwide. Investors who have suffered…

read more

Michael Duch-Kovack Securities Broker-Sanctioned for Sale of Unregistered Oil & Gas Investments

Michael Duch-Kovack Securities Broker-Sanctioned for Sale of Unregistered Oil & Gas Investments 150 150 Rex Securities Law

Aberdeen, South Dakota JUNE 2017 UPDATE–Michael A. Duch discloses two regulatory events and 2 prior customer disputes on his FINRA record. In 3/ 2016 he was fined $2,000 by the…

read more

Austin Money Mangers Ordered to Pay $31 million Restitution on Phony Oil and Gas Deals

Austin Money Mangers Ordered to Pay $31 million Restitution on Phony Oil and Gas Deals 150 150 Rex Securities Law

October 26, 2015- Austin, Texas U.S. Magistrate Mark Lane entered a final judgment in favor of the SEC against four money managers who promoted scam investments in oil and gas…

read more

Plano Based Red River Securities & Brian Hardwick Named In Securities Complaint

Plano Based Red River Securities & Brian Hardwick Named In Securities Complaint 150 150 Rex Securities Law

July 27, 2015- Plano, Texas The Financial Industry Regulatory Authority (FINRA) filed a complaint against Plano based Red River Securities and Brian Keith Hardwick alleging that they violated the Securities…

read more

Harrison Schumacher & Quantum Energy Named In SEC Action

Harrison Schumacher & Quantum Energy Named In SEC Action 150 150 Rex Securities Law

August 27, 2015 The Securities and Exchange Commission (SEC) has alleged that Harrison Schumacher and his two Los Angeles companies, Quantum Energy LLC and Quaneco LLC, raised over $12.3 million…

read more

This site is protected by wp-copyrightpro.com