Oklahoma City, OK
According to FINRA records, Tonya M. White (aka Tonya M. Nix) , a stockbroker who formerly worked for Edward Jones discloses a final regulatory matter and a separation from employment after allegations.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
White’s FINRA record indicates that the Oklahoma Department of Securities permanently barred her in 8/2015 for calling third parties and impersonating clients to facilitate retirement account rollovers from third parties to Edward Jones.
According to FINRA records, in 3/2015, White was discharged by Edward Jones after White admitted calling third parties in order to facilitate the rollovers to Edward Jones.
If you have questions about an account handled by Tonya White, call for a no charge consultation.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900