June 2017- Clermont, Florida
According to publicly available records Robert M. Dechick (CRD#4152582) , a stockbroker who currently is employed by D.H. Hill Securities, discloses a recent regulatory event.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 1/2016 Dechick entered into an agreement with Florida securities regulators to resolve allegations that he provided consolidated statements to customers of D.H.Hill Securities without the required disclosure for their real estate investment trusts (REITs). Dechick paid the Florida Office of Financial Regulation a fine of $5,500 and he agreed to a cease and desist.
Robert M. Dechick has been employed by D.H. Hill Securities 11/2009. His prior employment includes Broker Dealer Financial Services and Southern Farm Bureau. .
If you have questions about an account handled by Robert M. Dechick , contact us to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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