Securities & Exchange Commission (SEC) Archives - Page 11 of 11

Rex Securities Law
February 16, 2015
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SEC Files Complaint Against Caledonian Bank-Penny Stocks

SEC Files Complaint Against Caledonian Bank-Penny Stocks http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 16, 2015 May 5, 2016

February 11, 2015 The U.S. Securities & Exchange Commission (SEC) filed a complaint alleging the sale of unregistered securities against the following defendants: Caledonian Bank Ltd. Caledonian Securities Ltd. Clear…

Rex Securities Law
February 13, 2015
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SEC Files Fraud Complaint vs. Roger Bliss and His Investment Club

SEC Files Fraud Complaint vs. Roger Bliss and His Investment Club http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 13, 2015 March 18, 2016

UPDATE January 2016–Bliss to serve a year and a day in federal prison for trying to corruptly influence and obstruct the administration of justice in the SEC case. See Department…