Heath Goldstein Investigation April 2023-Clarks Summit, PA According to publicly available records Heath Gary Goldstein, a broker employed by Western International Securities discloses $821,209 in final customer disputes and multiple pending customer…
read moreDarrell Roberts Investigation February 2023 – Richardson, TX According to publicly available records Darrell Roberts,a former broker who last worked for Spire Securities, discloses a final regulatory matter resulting in a…
read moreJohn Egan Investigation March 2023– Glendora, CA According to publicly available records John Egan an unregistered broker previously employed by Western International Securities, discloses 4 pending customer disputes. The Financial Industry…
read moreDavid Bibo Investigation April 2022- Pasadena, CA According to publicly available records David O. Bibo, a broker with Western International Securities broker discloses 2 prior and 2 pending customer disputes and…
read moreMegurditch “Mike” Patatian Investigation November 2021- Westlake Village, CA According to publicly available records, Mike Patatian a former broker who was last employed by Western International Securities, Inc. discloses a pending…
read moreSeptember 2021- Los Angeles, CA According to publicly available records, Efrain Balderrama Trujillo a broker employed by Western International Securities, Inc. discloses a regulatory event and a prior customer dispute.…
read moreAugust 2021- Bolton, MA According to publicly available records, Brett Briggs a broker currently employed by Western International Securities, Inc. discloses 5 regulatory events and 5 prior customer disputes. The Financial…
read moreNovember 2019 – Frederick, MD The FINRA records of Bradley Mascho , a currently unregistered stockbroker who was last employed by Western International Securities, discloses 2 regulatory events , a criminal event, a civil event,…
read moreJuly 2017- Deerfield, IL According to publicly available records Edward Alan Horwitz (CRD#2154232) , a stockbroker currently registered with Western International Securities, Inc., discloses a customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…
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