July 2017- Deerfield, IL
According to publicly available records Edward Alan Horwitz (CRD#2154232) , a stockbroker currently registered with Western International Securities, Inc., discloses a customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA Case 14-3686, a customer of Horwitz & Associates, Inc. alleged breach of fiduciary duty, negligence , negligent misrepresentation, and unjust enrichment and sought damages of $$10,000. In 8/2016 the case was settled for $150,000.
Horwitz has been employed by Western International Securities since 4/2013. He was previously employed by Horwitz & Associates and by Insight Securities.
If you have questions about an account in an account handled by Edward Alan Horwitz, contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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