Category Archives: Voya (formerly ING)

Ronald D. Henson-Former Voya Financial Broker-Discloses Discharge From Employment

January 2017- Longview, Texas

According to publicly available records Ronald D. Henson , (CRD# 1748328) ,  a  stockbroker who is currently employed by LaSalle St. Securities disclose a separation from employment after allegations.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In May 2016 Henson was discharged from Voya Financial Advisors who made the following statement in connection with the discharge: “Representative was found to have corresponded using a non-approved email address. The Firm has issued discipline to the representative on two previous occasions for the use of a non-approved e-mail address.” 

Henson has been employed by LaSalle St. Securities  since 6/2016.  He was  employed by Voya Financial Advisors from 2/2010-5/2016. 

If you have questions about an account in an account handled by Ronald D. Henson , contact us to discuss your legal options.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

Former Voya Financial Stock Broker Pleads Guilty to Ponzi Scheme

December 23, 2015- Queensbury, NY

The TimesUnion reports that Voya Financial is repaying former clients of Queensbury stock broker Frederick E. Monroe.

Monroe, who worked out of the offices of Capital Financial Planning at Stuyvesant Plaza in Guilderland,  pleaded guilty to money laundering and grand larceny according to the press release.

According to the TimesUnion, Monroe was operating a classic Ponzi scheme and faces up to 16 years.

FINRA records indicate that Monroe was registered with Voya Financial from 2/2006-6/2015.

Voya Financial Advisors is based in Des Moines, Iowa and has over 1,500 branch offices and ove 2800 registered representatives.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

Frederick Monroe- Voya Financial Broker -Operating Ponzi Scheme Pleads Guilty to Money Laundering and Larceny

December 23, 2015- Albany, NY

The Albany TimesUnion  reports that Queensbury stockbroker Frederick E. Monroe pleaded guilty to money laundering and grand larceny. According to the report, Monroe was operating a Ponzi scheme, using money from his brokerage firm clients to repay other clients and himself.

Monroe, who admitted stealing more than $1 million from clients,  faces up to 16 years in prison. The Times Union also reports that Voya has already paid out over $1.4 million to affected customers.

According to FINRA records Monroe was registered with Voya Financial Advisors (formerly ING)  from 2/2006-6/2015.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

ING CHanges Name of U.S. Brand to Voya

Amsterdam-based ING Group has divested its U.S. Financial arm, ING U.S. Inc.  and changed the name from ING to Voya .

Voya Financial has about 2,400 brokers nationwide.

Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.  Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Rex Securities Law

561 391 1900