March 2017-Plano, Texas
According to publicly available records Mark A. Trewitt , (CRD# 1364490) , a stockbroker who works for VFG Securities discloses 3 pending customer disputes and a prior customer dispute that has been settled.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In February 2017 a customer of Madison Avenue Securities and VFG Securities filed FINRA arbitration 17-0217 is claiming damages of $400,000 and alleges that between 2007-2011 Trewitt sold the customer real estate investment trusts (REITs) and private placements that were misrepresented.
In June 2016 a customer of VFG Securities claimed damages of $130,000 for unsuitable recommendations and misrepresentations of investment program safety for investments made by Trewitt in limited partnerships and private placements made between December 2012-June 2015. The matter is currently pending.
In March 2016, in another matter that is currently pending, a customer of VFG Securities claimed damages of $213,000 for poor and unsuitable recommendations and advice and deceptive marketing practices by Trewitt related to direct investments, limited partnerships and private placements.
Trewitt has been employed by VFG Securities since 11/2010. Prior to that he was employed by Madison Avenue Securities in Plano, TX, from 9/2006- 11/2010.
Mark A. Trewitt discloses numerous other business activities with other entities, including:
- Insurance Funding Solutions
- Integrated Financial Solutions
- First Financial Resources
- Stop the Wealth Leakage, LLC
- Exceptional Risk Advisors
- First Life Funding & Succession Capital Alliance
- SDC Energy (Sandview Development Corp.)
- Kosmos Management, LLC
If you have questions about an account handled by Mark A. Trewitt, call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900