June 2017 – Georgetown, TX
According to publicly available records Michael C. O’Meara (CRD#2652113) , a stockbroker who currently works for San Antonio-based McNally Financial Services Corp. discloses three prior final customer disputes
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Prior customer disputes against Michael C. O’Meara resulting in the payment of compensation include:
- FINRA 12-03167 -While employed by Investors Capital, Corp. a customer sought damages of $400,000 and alleged unsuitability in connection with the purchase direct participation programs & limited partnership interests. The case was settled in the amount of $125,000.
- While employed with Banc One Securities Corporation, a customer sought damages of $73,454 and alleged “failure to execute an order to sell” involving Mutual Funds. That case was settled in the amount of $65,000.
O’Meara has been employed by McNally Financial Services since 8/2013. He was previously employed by Investors Capital, Corp. from 7/2008 to 1/2011, Genworth Financial Serviced 1/2011-3/2011, United Planners Financial Services 3/2011-7/2013.
O’Meara discloses a business affiliation with O’Meara Financial Services in Georgetown, TX.
If you have losses in an account handled by Mark C. O’Meara, you may be able to recover damages from his employer through FINRA arbitration. Call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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