May 2017-New York
The FINRA records of George B. Medina , a stockbroker who is currently registered with CV Brokerage Inc. disclose a termination from employment and outstanding judgment/liens .
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In June 2016 Medina was ‘permitted to resign’ from Tigress Financial Partners who made the following allegation on his FINRA record: “The individual failed to disclose to the firm a personal tax lien and a counterclaim in an associated persons vs. Member arbitration”.
Medina discloses tax liens to the IRS and the State of New York, several of which he is currently disputing.
Medina has been employed by CV Brokerage since 7/2016. He was employed by Tigress Financial Partners from 3/2015-7/2016, Wallachbeth Capital 5/2014-9/2014 and GFI Securities 9/2013-9/2014.
If you have losses in an account in an account handled by Todd F. Sherman , you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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