April 2020- El Paso, TX The FINRA records of Miguel Angel Rabio, a broker previously employed by State Farm VP Management Corp. , disclose a regulatory event resulting in his bar from the…
read moreOdessa, Texas According to FINRA records, Noe Garcia, Sr. , a former investment company products and variable contracts representative for State Farm VP Management from 5/2007-11/2015 discloses that he was sanctioned by FINRA for failing to amend…
read moreLittle Rock, Arkansas According to FINRA records, Danny M. Thomas , a broker who worked for State Farm VP Management from 8/2003-9/2015 discloses that he was permanently barred from the securities industry in May 2016. The…
read moreSeptember 29, 2015- Katy, Texas Matthew T. Schomburg , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from 11/2010-8/2013 he…
read more