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OneAmerica Securities

Dustin Ward- Woodbury Financial Broker- Discloses 2 Pending Customer Suits -St. Louis, MO

Dustin Ward- Woodbury Financial Broker- Discloses 2 Pending Customer Suits -St. Louis, MO 150 150 ER

Dustin Ward Investigation May 2022 – St. Louis, MO According to publicly available records, Dustin Ward, a Woodbury Financial broker discloses 2 pending customer disputes.  The Financial Industry Regulatory Authority (FINRA)…

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Ronnie W. Shaffer-OneAmerica Securities Broker-Discloses Outstanding Judgements/Liens

Ronnie W. Shaffer-OneAmerica Securities Broker-Discloses Outstanding Judgements/Liens 150 150 Rex Securities Law

July 2016- Tyler, Texas The FINRA records of Ronnie W. Shaffer  , a stock broker who works for OneAmerica Securities, disclose  7 outstanding judgements/liens The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers…

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Phil Williamson Charged in South Florida Securities Fraud

Phil Williamson Charged in South Florida Securities Fraud 150 150 Rex Securities Law

June 1, 2015 Phil D. Williamson, 48, of Miami, Florida, was charged with investment advisor fraud according to an FBI Press Release which reports that he raised over two million…

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OneAmerica Securities Investigated for Failing to Supervise Option Trading

OneAmerica Securities Investigated for Failing to Supervise Option Trading 150 150 Rex Securities Law

February 13, 2015 OneAmerica Securities, Inc.  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that they failed to make reasonable inquiries…

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