March 2017-Southlake, Texas
According to publicly available records Kevin S. Gunnip , (CRD# 2701801) , a stockbroker who works for Morgan Stanley & Co. discloses a pending customer dispute and a prior customer dispute that has been settled.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In the currently pending customer dispute, a customer alleges damages of $265,000 for unsuitable investments in equities and a managed/wrap account.
In December 2016, a customer was paid $150,000 to settle a claim that Gunnip had recommended unsuitable securities.
Gunnip has been employed by Morgan Stanley since 4/2007.
If you have questions about an account handled by Kevin S. Gunnip, call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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