Meyers Associates (now known as Windsor Street Capital) Archives - Page 3 of 3

Rex Securities Law
April 7, 2016
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Craig G Langweiler – Former Meyers Associates Broker-Discloses Numerous Customer Disputes/Suspension

Craig G Langweiler – Former Meyers Associates Broker-Discloses Numerous Customer Disputes/Suspension http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 7, 2016 May 21, 2017

May 2017-Newton, PA The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

Rex Securities Law
April 7, 2016
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Neal Scott-Former Euro Pacific Capital Broker Named in Customer Arbitration

Neal Scott-Former Euro Pacific Capital Broker Named in Customer Arbitration http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 7, 2016 July 8, 2016

April 7, 2016-New York, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

Rex Securities Law
March 28, 2016
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Christopher Veale Investigation-Numerous Customer Complaint & Regulatory Issues

Christopher Veale Investigation-Numerous Customer Complaint & Regulatory Issues http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 28, 2016 April 21, 2016

FINRA records report that Christopher F. Veale , of New York, who is not currently registered, is currently named in a customer dispute: FINRA Case 15-00373-customer alleges breach of fiduciary duty by Veale while…

Rex Securities Law
March 7, 2016
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Hillsboro Beach Florida Man Pleads Guilty to Conspiracy to Commit Wire and Mail Fraud

Hillsboro Beach Florida Man Pleads Guilty to Conspiracy to Commit Wire and Mail Fraud http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 7, 2016 March 7, 2016

February 29, 2016- Miami, Florida The Sun Sentinel reports that Thomas A. Guerriero, 39, of Hillsboro Beach, FL, pleaded guilty to one count of conspiring to commit mail and wire…

Rex Securities Law
August 22, 2015
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Christopher Veale–Former Legend Securities Broker Sanctioned by Regulator

Christopher Veale–Former Legend Securities Broker Sanctioned by Regulator http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 22, 2015 March 28, 2016

UPDATE March 28, 2016- Christopher Veale‘s FINRA record reports 11 prior customer complaints that have been resolved and one pending dispute. See this for more. August18, 2015, Christopher Frederic Veale ,…