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Lowell and Company

Jody Bowers-Former SagePoint Financial Broker-Subject of $6M Customer Suit Over ETF Investments-Abilene, TX

Jody Bowers-Former SagePoint Financial Broker-Subject of $6M Customer Suit Over ETF Investments-Abilene, TX 150 150 Rex Securities Law

June 2019- Abilene, Texas We are currently investigating former SagePoint Financial financial advisor Jody Bowers on behalf of an elderly widow living in North Texas, who anticipates filing a FINRA…

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Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX

Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX 150 150 Rex Securities Law

May 2019- Lubbock, Texas The FINRA records of William (“Bill”) Hamilton Lowell ,  a  financial advisor who is currently registered with Crescent Securities Group and Lowell & Company ,  disclose two prior regulatory issues and…

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Daryl E Allison-Former Lowell & Co. Broker-Sanctioned by Securities Regulator-Lubbock, TX

Daryl E Allison-Former Lowell & Co. Broker-Sanctioned by Securities Regulator-Lubbock, TX 150 150 Rex Securities Law

December 2016-Lubbock, Texas According to publicly available records Daryl Eugene Allison , (CRD# 3686) ,  a  stockbroker who is registered with Lowell & Company, has been permanently barred by FINRA from engaging in principal…

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Steven Stahler-Former VSR Financial Broker-Discloses Numerous Customer Complaints

Steven Stahler-Former VSR Financial Broker-Discloses Numerous Customer Complaints 150 150 Rex Securities Law

Baton Rouge, LA UPDATE December 2016-Publicly available records disclose that in December 2016 a customer of Steven Stahler filed FINRA arbitration #16-3594 alleging damages for unsuitable investments in direct investments,…

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Former Lowell and Company Broker From Lubbock Sanctioned by Regulators

Former Lowell and Company Broker From Lubbock Sanctioned by Regulators 150 150 Rex Securities Law

July 10, 2015-Lubbock, TX Jeffery Karl Hobgood  entered into a Letter of Acceptance Waiver and Consent (AWC)  with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he willfully failed to…

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