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Lincoln Financial Advisors

“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA

“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA 150 150 ER

 “Rob” Eisenberg Investigation June 2023- Vienna, VA The FINRA records of Robert “Rob” Eisenberg ,   a stockbroker  employed by  Lincoln Financial Advisors Corporation  disclose a pending customer dispute. The Financial Industry Regulatory…

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David Shane Simmons-Former Lincoln Financial Securities Broker-Barred From Securities Industry by Regulators – Jefferson, NC

David Shane Simmons-Former Lincoln Financial Securities Broker-Barred From Securities Industry by Regulators – Jefferson, NC 150 150 ER

David Shane Simmons Investigation April 2023-Jefferson, NC According to publicly available records David Shane Simmons, a former broker who last worked for Lincoln Financial Securities Corporation ,  discloses a final regulatory…

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Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX

Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX 150 150 Rex Securities Law

April 2018- El Paso, Texas According to FINRA records,  Jose M. Canales , a currently unregistered broker who last worked for Lincoln Financial Securities Corp. , discloses a prior final regulatory event, a…

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Jimmy Moscoso-Former Lincoln Financial Advisor Broker-Barred From Securities Industry-Boca Raton, FL

Jimmy Moscoso-Former Lincoln Financial Advisor Broker-Barred From Securities Industry-Boca Raton, FL 150 150 Rex Securities Law

February 2018-Boca Raton, FL According to publicly available records Jimmy Oswald Moscoso  , (CRD# 2912265) ,  a   former stockbroker who last worked for Lincoln Financial Advisors,  discloses that he was recently barred from the…

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Douglas C. Robb-Former Cuso Financial Services Broker-Discloses Termination From Employment

Douglas C. Robb-Former Cuso Financial Services Broker-Discloses Termination From Employment 150 150 Rex Securities Law

Port Chester, New York According to FINRA records,  Douglas C. Robb, Jr. ,   a stockbroker who was recently employed by Cuso Financial Services , discloses  a termination. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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