September 2019 -Southfield, MI According to publicly available records Wayne T. Boucher (CRD#26819) , a currently unregistered stockbroker who last worked for Corecap Investments disclose 32 prior customer disputes. The Financial Industry Regulatory…
read moreAPRIL 2018 UPDATE–The FINRA record of Ernest Romer III now discloses 15 pending customer disputes and 5 prior final customer disputes and 2 pending investigations. The investigations by Michigan Department…
read moreJuly 2016- Troy, Michigan The FINRA records of David K. Rubenstein , a stock broker currently employed by L.M. Kohn & Company, disclose a prior final customer dispute, a prior final financial disclosure and 2 prior…
read moreJuly 2016- Troy, Michigan The FINRA records of Matthew T. Flynn , a stock broker employed by L.M. Kohn & Company, disclose a pending customer arbitration, a prior final financial disclosure and a prior termination. The…
read moreJanuary 2020- Dunmore, PA The FINRA records of Charles J. Ehnot , a stock broker employed by L.M. Kohn & Company, disclose 30 prior customer disputes and two outstanding IRS tax liens. See…
read moreJuly 2016- Troy, Michigan The FINRA records of Douglas C. Osborn , a stock broker employed by L.M. Kohn & Company, disclose a pending customer arbitration. The Financial Industry Regulatory Authority (FINRA) is the agency that…
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