June 2017- New York
According to publicly available records Baris Dincer (CRD#5637472) , a stockbroker who currently is employed by J.H. Darbie & Co. , discloses 2 pending customer disputes and 2 terminations from employment.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In pending FINRA arbitration 13-03605, a customer of Alexander Capital seeks damages of $1.5 million and alleges churning, excessive trading and unsuitable investments.
In a claim filed in 6/2016, a customer of Revere Securities seeks damages of $45,000 and alleges unauthorized trading.
In 3/2014, Dincer was permitted to resign from Forefront Capital Markets over issues of trust and confidence.
In 11/2012, Dincer was discharged by Alexander Capital who alleged “possible violations of industry standards regarding certain bond transactions. ”
Baris Dincer has been employed by J.H. Darbie & Co. since 6/2017. His prior employment includes Revere Securities, Koyote Trading, Odeon Capital Group, Forefront Capital Markets, Alexander Capital, Legend Securities and J Giordano Securities Group (now Newoak Capital Markets) .
If you have questions about an account handled by Baris Dincer , contact us to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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