Category Archives: H.D. Brent & Co.

Eric Johnson Investigation Update-Former Redridge Securities Stock Broker

April 12, 2016

In October 2014, former Redridge Securities stock broker Eric W. Johnson was barred from the securities industry for failing to cooperate with a FINRA investigation of allegations that he misappropriated more than one million in customer funds. See this for more. 

Johnson’s current FINRA records report the following additional disclosures:

  • 2/23/2016-State of Illinois Investigation into misappropriation of more than $1 million from at least six customers. License revoked.
  • 4/15/2015- US Securities & Exchange Commission Investigation
  • 1/7/2015- Johnson pled guilty to forging at least 130 letters of authorization in order to fraudulently transfer $1.25 million from client accounts to his personal accounts.
  • 9/14/2014-Discharged from H.D. Brent & Company as a result of pending FBI investigation.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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