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Glass & Company

Larry C. Wolfe-Herbert J. Sims Stockbroker-Named in $1.5M Customer Dispute-Boca Raton, FL

Larry C. Wolfe-Herbert J. Sims Stockbroker-Named in $1.5M Customer Dispute-Boca Raton, FL 150 150 Rex Securities Law

May 2016-Boca Raton, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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