April 2017- Daytona Beach, FL
The FINRA records of Franklin Reynolds, (CRD #1366983) a stockbroker who is currently registered with The Strategic Financial Alliance disclose a customer dispute that was settled.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA case 14-03417 a customer of G. A. Repple & Co. alleged damages of $172,343 for, unsuitability, failure to conduct due diligence and failure to supervise in connection with an investment in a real estate security. That case was settled $85,000.
Reynolds has been employed by The Strategic Financial Alliance since 1/2015. Reynolds was employed by G.A. Repple 5/1996 – 12/2014.
If you have questions about an account handled by Franklin Reynolds, call to learn about your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900