Category Archives: Fusion Analytics Securities

Todd F. Sherman-Fusion Analytics Securities Broker-Discloses Customer Dispute-Coral Springs, FL

April 2017-Coral Springs, FL

The FINRA records of  Todd F. Sherman ,  a  stockbroker who is currently registered with Fusion Analytics Securities disclose a pending customer dispute .

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In currently pending FINRA arbitration 15-01312 a customer of R.F. Lafferty & Co.  is seeking damages of $250,000 and alleges churning, breach of fiduciary duty, fraud and Section 10b 5 violations.

Sherman has been employed by Fusion Analytics Securities since 3/2013. Prior to that he was employed by Tigress Financial Partners, Seton Securities Group and before that R.F. Lafferty & Co.

If you have losses in an account in an account handled by Todd F. Sherman , you may be able to recover damages through FINRA arbitration.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

Eric C. Willer-Fusion Analytics Securities Broker-Discloses Customer Dispute-Dallas, TX

April 2017- Dallas, Texas

According to publicly available records Eric C. Willer , (CRD# 2263899 ) ,  a  stockbroker who is currently registered with Fusion Analytics Securities   discloses a currently pending customer dispute.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In FINRA Case 16-1860 a customer of Fusion Analytics Securities alleges damages of $500,000 in connection with an investment in a private offering in a promissory note. The customer alleges breach of fiduciary duty and violations of the Pennsylvania Securities Act.

Willer has been employed by Fusion Analytics Securities since 8/2015. Prior to that he was employed by Hoak Breedlove Wesneski & Co.

Fusion Analytics Securities has been a FINRA member since 2003 and is headquartered in Coral Springs, Florida. The company employs about 35 registered individuals in seven branch offices

If you have questions about an account handled by Eric C. Willer , call to discuss your options.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870