July 2016-New York
The FINRA records of Further Lane Securities, L.P. , disclose a currently pending regulatory event and 2 prior regulatory events.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In currently pending FINRA Case 2012034242501, FINRA alleges that Further Lane Securities and one of their brokers charged customers excessive markups in corporate bond transactions. FINRA further alleges that the bonds were sold at prices that were not fair, taking into consideration all relevant circumstances.
If you have questions about your account at Further Lane Securities call to learn how you may be entitled to collect damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900