Category Archives: CV Brokerage

Michael J. Romanelli-Former Nomura Securities Broker-Discloses Termination from Employment-New York

May 2017-New York

The FINRA records of  Michael J. Romanelli  ,  a  stockbroker who is currently registered with Stormharbour Securities disclose a termination from employment.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In May 2015 Romanelli was discharged from Nomura Securities. Romanelli makes the following statement on his FINRA record in connection therewith: “I was told by Nomura that I was let go in connection with certain investigations. Upon my request for further information, none was provided by Nomura. “

Romanelli has been employed by Stormharbour Securities  since 1/2017. He was with CV Brokerage from 8/2016-2/2017 and with Nomura Securities from 8/2009-6/2015.

If you have questions about an account  handled by Michael J. Romanelli  , contact us to discuss your options.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

George B. Medina-CV Brokerage Inc Broker-Discloses Termination From Employment-New York

May 2017-New York

The FINRA records of  George B. Medina ,  a  stockbroker who is currently registered with CV Brokerage Inc. disclose a termination from employment and outstanding judgment/liens .

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In June 2016 Medina was ‘permitted to resign’ from Tigress Financial Partners who made the following allegation on his FINRA record: “The individual failed to disclose to the firm a personal tax lien and a counterclaim in an associated persons vs. Member arbitration”.

Medina discloses tax liens to the IRS and the State of New York, several of which he is currently disputing.

Medina has been employed by CV Brokerage  since 7/2016. He was employed by Tigress Financial Partners from 3/2015-7/2016, Wallachbeth Capital 5/2014-9/2014 and GFI Securities 9/2013-9/2014.

If you have losses in an account in an account handled by Todd F. Sherman , you may be able to recover damages through FINRA arbitration.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870