Denny Haywood Investigation July 2022- Land O’ Lakes, FL The FINRA records of Dennis “Denny” Haywood , a stockbroker previously with Crown Capital Securities, Inc. broker discloses a 9 prior customer…
read moreJuly 2021- Vista, CA According to publicly available records of Kevin David Barton (CRD#2542056) , a broker employed with Crown Capital Securities, discloses a regulatory event and 11 tax liens. The…
read moreJanuary 2020-Torrington, CT According to publicly available records. Lester William Burroughs (CRD#1413972), a former stockbroker who last worked for Lincoln Investment discloses 2 regulatory events, a criminal charge, a pending…
read moreJanuary 2020 – San Diego, CA The FINRA records of of Martin David Batstone , a suspended stockbroker who was last employed by Newbridge Securities, disclose 2 regulatory events and 6 prior customer…
read moreAugust 2019-Huntington Beach, CA According to FINRA records, Jack G. Merritt , a stockbroker who works for Crown Capital Securities discloses the settlement of a customer dispute . The Financial Industry Regulatory Authority (FINRA) is…
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