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Capital Investment Group

Ashley Woodard-Former VOYA Financial Broker- Disgruntled Investors Paid Over $14 Million-Greenville, South Carolina

Ashley Woodard-Former VOYA Financial Broker- Disgruntled Investors Paid Over $14 Million-Greenville, South Carolina 150 150 Rex Securities Law

Ashley Woodard Investigation May 2023 – Greenville/ Greer , South Carolina According to publicly available records  Ashley Charles Woodard  ,  a  stockbroker previously employed by VOYA Financial,  discloses 16 prior customer dispute…

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Eugene “Bron” Thompson- Capital Investment Broker- Discloses Customer Dispute Involving GWG Holdings- Wallace, NC

Eugene “Bron” Thompson- Capital Investment Broker- Discloses Customer Dispute Involving GWG Holdings- Wallace, NC 150 150 ER

Eugene Cebron “Bron” Thompson Investigation March 2023– Wallace, NC According to publicly available records,  Eugene “Bron” Thompson,  a broker with Capital Investment Group,  discloses a customer dispute related to GWG…

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Joseph Beam- Capital Investment Broker-Discloses 3 Customer Disputes-GWG Holdings Losses- Flat Rock, NC

Joseph Beam- Capital Investment Broker-Discloses 3 Customer Disputes-GWG Holdings Losses- Flat Rock, NC 150 150 ER

Joseph Beam Investigation   March 2023- Raleigh, NC According to publicly available records Joseph Beam,  a broker employed by Capital Investment Group, Inc.,  discloses three customer disputes. The Financial Industry Regulatory…

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Brett Rutherford- Capital Investment Broker- Discloses $100K Customer Dispute over GWG Investments -Morehead City, NC

Brett Rutherford- Capital Investment Broker- Discloses $100K Customer Dispute over GWG Investments -Morehead City, NC 150 150 ER

Brett Rutherford Investigation March, 2023 – Raleigh, NC The FINRA records of Brett Rutherford, a Capital Investment Group, Inc. broker, disclose a pending customer dispute involving GWG Holdings Inc.. The Financial Industry…

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Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY

Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY 150 150 Rex Securities Law

Anthony Pitta Investigation September 2022- Melville, NY According to publicly available records,  Anthony J. Pitta,  a financial advisor currently employed by Capital Investment Group, discloses  a currently pending customer dispute. The Financial…

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Pamela Jo Lizanich (Kramer)-Former VOYA Financial Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Greenville, S. Carolina

Pamela Jo Lizanich (Kramer)-Former VOYA Financial Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Greenville, S. Carolina 150 150 Rex Securities Law

October 2020-Greenville, S. Carolina According to publicly available records Pamela Jo Lizanich (Pamela Jo Kramer)  ,  a  stockbroker who is currently registered with NY Life Securities,  disclose 4 currently pending…

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Kelly G. Richards-First Allied Securities Broker-Discloses Prior Termination-Phoenix, AZ

Kelly G. Richards-First Allied Securities Broker-Discloses Prior Termination-Phoenix, AZ 150 150 Rex Securities Law

August  2018- The FINRA records of  Kelly Gene Richards , (CRD 4918409),   a  stockbroker who is currently  employed by  First Allied Securities, disclose a prior termination from employment. The Financial Industry Regulatory Authority…

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Robert S. Graham-Former Capital Investment Group Broker-Subject of Customer Arbitration-Scottsdale, AZ

Robert S. Graham-Former Capital Investment Group Broker-Subject of Customer Arbitration-Scottsdale, AZ 150 150 Rex Securities Law

March 2019-Scottsdale, AZ The FINRA records of  Robert S. Graham ,  a  stockbroker who is currently unregistered and who last was employed by  First Allied Securities, disclose a  regulatory event and a…

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Randy Burke Investigation- Former Stockbroker Calton & Associates-Hickory, N. Carolina

Randy Burke Investigation- Former Stockbroker Calton & Associates-Hickory, N. Carolina 150 150 Rex Securities Law

1/25/2016-Hickory, North Carolina Rex Securities Law is investigating former Calton & Associates broker Randy W. Burke. According to his FINRA brokercheck report, Burke was  barred from the securities industry October 2015, to resolve…

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