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Broker Dealer Financial Services

Norman Sicard-Formerly of Broker Dealer Finanical Services-Discloses Settlement Customer Claim for $450K-Orlando, FL

Norman Sicard-Formerly of Broker Dealer Finanical Services-Discloses Settlement Customer Claim for $450K-Orlando, FL 150 150 Rex Securities Law

FEBRUARY 2019-Orlando, Florida The FINRA records of  Norman R. Sicard, Jr. ,  a   former stock broker who was last  employed by Broker Dealer Financial Services Corp.  disclose that he was sanctioned by…

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Robert M. Dechick-D.H. Hill Securities Broker-Discloses Regulatory Sanction-Clermont, FL

Robert M. Dechick-D.H. Hill Securities Broker-Discloses Regulatory Sanction-Clermont, FL 150 150 Rex Securities Law

June 2017- Clermont, Florida According to publicly available records Robert M. Dechick  (CRD#4152582) ,  a  stockbroker who currently is employed by  D.H. Hill Securities,   discloses  a recent regulatory event. The Financial Industry Regulatory…

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Timothy Hawkins- Former VSR Financial Services Broker – Discloses Customer Dispute-Ankeny, IA

Timothy Hawkins- Former VSR Financial Services Broker – Discloses Customer Dispute-Ankeny, IA 150 150 Rex Securities Law

April 2017- Ankeny, IA The FINRA records  of  Timothy J. Hawkins,  a  stockbroker who is currently employed by  Broker Dealer Financial Services, Inc.  and was previously employed by VSR Financial Services, disclose 2 prior…

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