BBVA Securities Archives - Rex Securities Law-BLOG

ER
July 5, 2022
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Scott Levine- Former Ascendiant Capital Markets Broker-Barred From Securities Industry by Regulators -Lake Worth, FL

Scott Levine- Former Ascendiant Capital Markets Broker-Barred From Securities Industry by Regulators -Lake Worth, FL http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER http://0.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g July 5, 2022 July 5, 2022

Scott Levine Investigation July 2022-Lake Worth, FL According to publicly available records Scott H. Levine a former broker who last worked for Ascendiant Capital Markets, discloses a final regulatory matter resulting…

ER
June 13, 2022
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Alicia Chester- Former BBVA Securities Broker-Barred From Securities Industry by Regulators and Termination from Employment-Southlake, TX

Alicia Chester- Former BBVA Securities Broker-Barred From Securities Industry by Regulators and Termination from Employment-Southlake, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER http://0.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 13, 2022 June 13, 2022

Alicia Chester Investigation June 2022-Southlake, TX According to publicly available records Alicia Chester a currently unregistered broker who last worked for BBVA Securities, discloses a final regulatory matter resulting in a…

Rex Securities Law
June 16, 2020
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Jeffrey Glenn-BBVA Securities Broker-Discloses Customer Dispute-San Antonio, TX

Jeffrey Glenn-BBVA Securities Broker-Discloses Customer Dispute-San Antonio, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 16, 2020 June 16, 2020

June 2020 -San Antonio, TX The FINRA records of Jeffrey N. Glenn , a stockbroker registered with BBVA Securities, Inc. , disclose a customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

Rex Securities Law
April 25, 2017
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German Mora-Former Merrill Lynch Broker-Discloses Terminations From Employment-San Antonio, TX

German Mora-Former Merrill Lynch Broker-Discloses Terminations From Employment-San Antonio, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 25, 2017 April 25, 2017

April 2017- San Antonio, Texas The FINRA records of German Ricardo Mora , a former Merrill Lynch stockbroker who is currently not registered discloses two recent terminations from employment. The Financial Industry Regulatory Authority…

Rex Securities Law
October 26, 2016
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Daniel Cabrera-BBVA Securities-Discloses Settlement Over Annuity Sales

Daniel Cabrera-BBVA Securities-Discloses Settlement Over Annuity Sales http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 26, 2016 October 26, 2016

September 2016-Helotes, Texas The FINRA records of Daniel A. Cabrera, a stockbroker who is currently employed by BBVA Securities disclose a prior customer dispute that was settled. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses…

Rex Securities Law
October 9, 2016
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Texas State Securities Board Fines Stephen Scheurer-Bee Cave, TX

Texas State Securities Board Fines Stephen Scheurer-Bee Cave, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 9, 2016 October 26, 2016

September 2016-Bee Cave, Texas The FINRA records of Stephen M. Scheurer, a stockbroker who was formerly employed by Century Securities Associates disclose a recent regulatory event with the Texas State Securities Board, 2 prior finalized customer…