Category Archives: Barrett & Company

Barrett & Company Ordered to Pay Former Customers Over $267K by Arbitration Panel

Providence, Rhode Island

A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered brokerage firm Barrett & Company  and two of its brokers, Wilson Gordon Saville and Charles Edward White, to pay damages of $267,890 to two former customers  who alleged breach of fiduciary duty, negligence, failure to supervise and other claims related to the mishandling of their brokerage accounts. Tipimeni, et al v. Barrett & Company, et al. FINRA Case #14-0755.

Barrett & Company has been a FINRA member since 1939.

If you have questions about how your brokerage account has been handled, call to learn how you may be able to recover damages through FINRA arbitration.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

Wilson G. Saville-Barrett & Co.-Discloses Pending Customer Arbitration

Providence, Rhode Island

According to FINRA records, Wilson G. Saville, II a broker who works for Barrett & Company discloses a pending customer dispute.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In FINRA Case 14-0755, a customer alleges damages of $470,000 and  that funds were placed in investments that were not suitable given investment objectives, risk tolerance and other factors. Claimant also alleges that supervisors at the firm failed to properly supervise the representative’s activities.

Saville  has been registered with Barrett & Company since 8/1986.

If you have questions about  a brokerage account handled by Wilson G. Saville, II  , call to discuss your legal options.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870