Marc Korsch Investigation July 2022-Sarasota, FL According to publicly available records Marc F. Korsch, a currently unregistered broker who last worked for Arkadios Capital, discloses a final regulatory matter resulting in…
read moreMark A. Thompson Investigation May 2022- Atlanta, GA The FINRA records of Mark Alan Thompson , a stockbroker who is employed by Arkadios Capital disclose a pending customer dispute. The Financial Industry Regulatory…
read moreJody P. Young Investigation May 2022- Atlanta, GA The FINRA records of Joseph “Jody” P. Young , founding partner of ACG Wealth Management, a former stockbroker who was previously employed by Arkadios Capital disclose…
read morePatrick Chitwood Investigation August 2022-Birmingham, AL The FINRA records of Patrick Rankin Chitwood , owner of Chitwood Advisory Group and Chitwood Wealth Management, a stockbroker who was formerly employed by Arkadios Capital disclose a…
read moreSeptember 2021-McAllen, Texas The FINRA records of Enrique Lopez, a broker who is currently employed by Arkadios Capital disclose 4 customer disputes . The Financial Industry Regulatory Authority (FINRA) is the agency…
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