Adirondack Trading Archives - Rex Securities Law-BLOG

Rex Securities Law
August 10, 2016
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Michael B. Inderlied-Former Wilbanks Securities Broker-Discloses Customer Disputes & Terminations

Michael B. Inderlied-Former Wilbanks Securities Broker-Discloses Customer Disputes & Terminations http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2016 April 26, 2017

August 2016-Frisco, Texas The FINRA records of Michael B. Inderlied , a stock broker who is currently not licensed and who was last employed by Adirondack Trading Group disclose a prior regulatory event, 2 prior customer…

Rex Securities Law
July 7, 2016
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Leigh M. Garber-Former Ridgeway & Conger Broker-Discloses Regulatory Investigation Over Excessive Markups

Leigh M. Garber-Former Ridgeway & Conger Broker-Discloses Regulatory Investigation Over Excessive Markups http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 7, 2016 July 10, 2016

Jericho, New York According to FINRA records, Leigh M. Garber , a stockbroker who formerly worked for Ridgeway & Conger discloses a pending regulatory matter and a prior final regulatory matter. The Financial Industry Regulatory Authority…