fbpx

A.G. Edwards

Chris Sinkula Investigation-Janney Montgomery Broker Discloses $2.3M Customer Suit-Stuart, FL
Chris Sinkula Investigation-Janney Montgomery Broker Discloses $2.3M Customer Suit-Stuart, FL 150 150 Rex Securities Law

February 2019-Stuart, Florida According to public records, Christopher D. SInkula  (CRD#2001512))  a  stockbroker who is currently employed by Janney Montgomery Scott,  discloses 2 pending customer disputes and 9 prior customer disputes that have…

read more

Jeffrey L. Offen-Craft Capital Management Broker-Discloses Customer Disputes & Judgements-Garden City, NY
Jeffrey L. Offen-Craft Capital Management Broker-Discloses Customer Disputes & Judgements-Garden City, NY 150 150 Rex Securities Law

February 2019- Garden City, NY According to publicly available records Jeffrey L. Offen  , (CRD# 2893980) ,  a  stockbroker who is not currently employed as a stockbroker and who was last employed by  Craft Capital…

read more

Debra R. Lambert-Raymond James Broker-Discloses Pending Customer Arbitration
Debra R. Lambert-Raymond James Broker-Discloses Pending Customer Arbitration 150 150 Rex Securities Law

August  2016-The Villages, Florida The FINRA records of Debra R. Lambert ,  a  stock broker who is currently employed by Raymond James & Assoc. , disclose a pending customer dispute brought by a customer of Merrill Lynch, Lambert’s…

read more

Robert Kyle Ratcliff-Stifel,Nicolaus Broker-Discloses Customer Arbitration-Denton, TX
Robert Kyle Ratcliff-Stifel,Nicolaus Broker-Discloses Customer Arbitration-Denton, TX 150 150 Rex Securities Law

Denton, Texas UPDATE JULY 2017–FINRA records disclose that arbitration 15-3427, discussed below, was settled 2/2017 for $117,477.  August  2016-ORIGINAL POST   The FINRA records of Robert Kyle Ratcliff ,  a  stock broker who is currently employed…

read more

John R. McKinstry Investigation-Former Moloney Securities Broker-St. Louis
John R. McKinstry Investigation-Former Moloney Securities Broker-St. Louis 150 150 Rex Securities Law

1/21/2016-St. Louis, MO Rex Securities Law is investigating former Moloney Securities broker John R. McKinstry on behalf of an elderly retired couple. According to his FINRA brokercheck report, McKinstry was discharged…

read more

Shaun Paul Golden-Former NEXT Financial Group Broker Sanctioned by Regulators
Shaun Paul Golden-Former NEXT Financial Group Broker Sanctioned by Regulators 150 150 Rex Securities Law

UPDATE FEBRUARY 2017-RIverhead, New York In February 2017 the Florida Office of Financial Regulation entered a Final Order against Shaun Paul Golden permanently barring him from applying for registration.  Case#…

read more
Enter your
text here

This site is protected by wp-copyrightpro.com