Category Archives: 1st Global Capital Corp.

Marcus Farquhar-Former 1st Global Capital Broker -Sanctioned by Regulator-Edna, TX

August 7, 2015- Edna, Texas

Marcus Farquhar  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from April 2013 to January 2014 he made 21 misrepresentations regarding his employment over the phone and by fax to a FINRA firm in order to change addresses, request distributions and restore online access to customer accounts.

Farquhar, while employed by Liberty Partners Financial Services, represented himself as working for his prior employer 1st Global Capital Corp.

AWC No. 2014040062001

Farquhar  was  suspended for 30 business days and assessed a fine of $7,500. He worked for Liberty Partners Financial Services from 1/2013-2/2014. Prior to that he was with 1st Global Capital Corp.

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