Gina Rea Kidd Investigation Misrepresented Insurance Policy Benefits June 2023-Bedford, VA According to publicly available records Gina Rea Kidd a currently unregistered broker who last worked for Allstate Financial Services, discloses…
read moreDerick Strickland Investigation February 2023 – Houston, TX According to publicly available records Derick Strickland,a former broker who last worked for Allstate Financial Services, discloses a final regulatory matter resulting in…
read moreKennister Daley Investigation September 2022- Boynton Beach, FL According to publicly available records, Kennister U. Daley, an Allstate Financial Services broker discloses a currently pending customer dispute. The Financial Industry…
read moreDerick Strickland Investigation September 2022- Houston, TX The FINRA records of Derick Montrele Strickland , a former broker with Allstate Financial Services, disclose a recent bar from the securities industry. The…
read moreRobert Mooney Investigation July 2022-Forney, TX According to publicly available records Robert Wayne Mooney a currently unregistered broker who last worked for Allstate Financial Services, discloses a final regulatory matter resulting…
read moreDerek Johnson Investigation May 2022-Brea, CA According to publicly available records, Derek Michael Johnson, a former J.P. Morgan broker discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…
read moreAndrew “Andy” Durham Investigation November 2021-Greenwood, SC According to publicly available records. Andy T. Durham , a stockbroker formerly employed by Allstate Financial Services discloses a regulatory suspension. The Financial Industry…
read moreSeptember 2021- Houston, TX According to his FINRA record Jason H. Poff , a financial advisor employed by Allstate Financial Services discloses a final regulatory investigation resulting in suspension and…
read moreJuly 2021- Sandwich, MA According to publicly available records Timothy Cooney (CRD#2946727), a former stockbroker who last worked for Allstate Financial Services, has been permanently barred from FINRA. The Financial…
read more- 1
- 2