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Rex Securities Law

Webull Financial Fined $3 Million – Failure to Exercise Due Diligence When Approving Option Traders
Webull Financial Fined $3 Million – Failure to Exercise Due Diligence When Approving Option Traders 150 150 Rex Securities Law

Webull Financial LLC Investigation March  2023 – New York According to publicly obtained regulatory records, Webull Financial LLC , a FINRA registered broker dealer that offers low cost, self directed trading…

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Penrod Financial Group Sanctioned by Texas Securities Regulator-Austin, TX
Penrod Financial Group Sanctioned by Texas Securities Regulator-Austin, TX 150 150 Rex Securities Law

Penrod Financial Group Sanctioned by Texas Securities Regulator March 2023- Austin, TX  On February 16, 2023, the Texas State Securities Board (TSSB) entered an order sanctioning Penrod Financial Group, a FINRA registered broker…

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LPL Financial Broker Steals More Than $1 Million From Ninety Seven Year Old Dementia Patient
LPL Financial Broker Steals More Than $1 Million From Ninety Seven Year Old Dementia Patient 150 150 Rex Securities Law

LPL Financial Broker Steals $1 Million + From Dementia Patient October 2022 A 97 year old lady, currently under the care of a court-appointed guardian due to her dementia is…

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Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL
Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL 150 150 Rex Securities Law

Kenneth New/Center State Securities/GWG L-Bond Investigation   October 2022- Merritt Island, FL  According to publicly available records Kenneth J. New,  a broker employed by Center Street Securities,  discloses several customer disputes,…

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Anthony Manougian- Oppenheimer Broker- Facing $3.5M Customer Suit- Melville, NY
Anthony Manougian- Oppenheimer Broker- Facing $3.5M Customer Suit- Melville, NY 150 150 Rex Securities Law

Anthony Manougian Investigation October, 2022 – Melville, NY The FINRA records of Anthony Joseph Manougian, an Oppenheimer & Co. broker, disclose a pending suit by a former customer seeking damages of $3.5 million.…

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Darrell Strickland-NEXT Financial Group Broker-Subject of Numerous Customer Suits-Mount Pleasant, S Carolina
Darrell Strickland-NEXT Financial Group Broker-Subject of Numerous Customer Suits-Mount Pleasant, S Carolina 150 150 Rex Securities Law

Darrell H. Strickland Investigation October 2022- Mount Pleasant, South Carolina The FINRA records of  Darrell Horace Strickland,  a  stock broker employed by NEXT Financial Group ,  disclose a pending customer dispute, a prior customer…

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Glenn Romer- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Vero Beach, FL
Glenn Romer- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Vero Beach, FL 150 150 Rex Securities Law

Glenn Romer/GWG L-Bond Investigation   October 2022- Vero Beach, FL  According to publicly available records Glenn J. Romer,  a broker employed by Center Street Securities,  discloses several customer disputes, including a…

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Morgan Hill – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Woodstock, GA
Morgan Hill – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Woodstock, GA 150 150 Rex Securities Law

Morgan Darby Hill/GWG L-Bond Investigation   October 2022- Woodstock, GA  According to publicly available records Morgan Darby Hill,  a broker formerly employed by Center Street Securities,  discloses a pending customer suit…

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Michael Mandarino- G.A. Repple Broker-Customer Disputes Over GWG L-Bonds-Apollo Beach, FL
Michael Mandarino- G.A. Repple Broker-Customer Disputes Over GWG L-Bonds-Apollo Beach, FL 150 150 Rex Securities Law

Michael Mandarino G.A. Repple & Co./ GWG L-Bond   Investigation October 2022- Apollo Beach, Florida The FINRA records of  Michael W. Mandarino  ,  a broker with G.A. Repple and Company,  disclose recently a…

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