Melville, NY
MAY 2017 UPDATE-FINRA records report that Richard J. Coleman left his employment at Salomon Whitney Financial 3/2017 and as of May 11 he is not currently registered.
ORIGINAL POST MARCH 2016
FINRA records report that Richard J. Coleman, who is currently registered with Salomon Whitney Financial, has been named in 7 customer disputes that have been resolved, including the following:
- A 2011 complaint received while Coleman was employed by Rockwell Global Capital alleged issues with OTC equities was settled for $210,000.
- A 2007 customer complaint while Coleman was employed by New Castle Financial Services alleging “poor performance” was settled for $100,000.
In 12/2009, Coleman filed for Chapter 7 Bankruptcy protection, according to FINRA.
Prior to joining Salomon Whitney Financial, Coleman was employed by 17 other broker dealers since 1998,. Most recently he was employed by Legend Securities from 3/2015-2/2016. See his FINRA record for full details.
If you have losses in an account handled by Richard Coleman, you may be able to collect damages from his employing firm. Call to speak with an experienced securities attorney.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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