January 21, 2016- St. Petersburg, FL Michael William Hajek, III entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while he was…
read moreFebruary 12, 2016- Crowley, LA Rex Securities Law is investigating Kovack Securities broker Stanley J. Keyes of Keyes Financial Services in connection with customer complaints and a FINRA regulatory matter in 2011. According to FINRA records …
read moreFebruary 2, 2016- Sherman, Texas News 12 KXII reports that Justin Spearman, a 27 year old graduate of Baylor University pleaded guilty before U.S. Magistrate Judge Christine A. Nowak to…
read moreFebruary 11, 2016 According to the Financial Times, the worst performing US Mutual Funds of 2015 are : Name …
read moreFebruary 11, 2016 If you have significant losses on energy sector Master Limited Partnerships (MLPs) you may be able to recover damages if the broker improperly recommended the investment to…
read moreFebruary 11, 2016 In less than 24 months, the price of oil per barrel has fallen from $100 in June 2014 to a thirteen year low of $27. Natural gas…
read moreFebruary 10, 2016- Charlotte, North Carolina The Charlotte Observer reports that Frank Enrique Lleras, of Charlotte, pleaded guilty to securities fraud and wire fraud in connection with a real estate…
read moreFebruary 11, 2016- Richardson, Texas Rex Securities Law is investigating Harris Wayne Kirk , a stock broker currently registered with Reef Securities, Inc. Kirk’s FINRA record indicates that he has been named in 3 customer disputes.…
read moreFebruary 1, 2016- Austin, Texas Texas Securities Commissioner John Morgan ordered Mississippi based SoBell Corp. and its owner, Andrew Gamber of Jonesboro, Arkansas, to stop selling an investment called “Pension…
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